IT IS VERY IMPORTANT THAT YOU READ AND FULLY UNDERSTAND THE FOLLOWING RISKS OF TRADING AND INVESTING IN YOUR SELF-DIRECTED CACHE SECURITIES SERVICES ACCOUNT.
All Customer Accounts are self-directed. Accordingly, unless Cache Securities LLC (“Cache Securities”) clearly identifies a communication as a recommendation, Customers are solely responsible for any and all orders placed in their Accounts and understand that all orders entered by them are unsolicited and based on their own investment decisions or the investment decisions of their duly authorized representative or agent. Consequently, any Customer of Cache Securities agrees that neither Cache Securities nor any of its employees, agents, principals, or representatives:
All securities trading, whether in stocks, exchange-traded funds (“ETFs”), options, exchange funds (“Exchange Funds”), or other investment vehicles, is speculative in nature and involves substantial risk of loss. Cache Securities encourages its Customers to invest carefully and to use the information available at the websites of the SEC at http://www.sec.gov, and FINRA at http://FINRA.org. Customers can review public companies’ filings at the SEC’s EDGAR page. FINRA has published information on how to invest carefully at its website. Cache Securities Services may also make some of this information available on the website (the “Platform”) operated by Cache Financials Inc. and its affiliates (together, “Cache Financials”).
Cache Securities believes it is very important that every Customer understands all of the risks of any form of trading or investing prior to trading or investing real dollars. Past performance is not indicative of future results. By investing their money and/or exchanging assets in securities through Cache Securities, Customers are taking full responsibility for all trading actions, and should make every effort to understand the risks involved.
All investments entail some degree of risk. Investing in Exchange Funds involves certain risks and special investment considerations as set forth below. Investing a substantial portion of liquid assets in Exchange Funds exposes you to a greater degree of risk than investing a smaller percentage.
You should carefully review the risks of investing in Exchange Funds and should evaluate the merits and risks of an investment in Exchange Funds in the context of your overall financial circumstances. Before you make an investment in an Exchange Fund, you should carefully review the offering documents and fully understand the associated risks involved.
Investments always entail some degree of risk. Be aware that:
Cache Advisors LLC (“Cache Advisors”) is an investment adviser registered with the Securities and Exchange Commission (“SEC”). Registration does not imply a certain level of skill or training. Cache Advisors is a wholly-owned subsidiary of Cache. Cache Advisors’ investment advisory services are available only to residents of the United States in jurisdictions where Cache is registered. Account holdings and other information provided are for illustrative purposes only and are not to be considered investment recommendations. The content on this website is for informational purposes only and does not constitute a comprehensive description of Cache Advisors’ investment advisory services. Please refer to Cache Advisors’ Form ADV for important additional information. Certain investments are not suitable for all investors. Before investing, you should consider your investment objectives and any fees charged by Cache Advisors.
Cache Securities LLC (“Cache Securities”) is a broker-dealer registered with the SEC, and is a member of the Financial Industry Regulatory Authority Inc. (“FINRA”) and of the Securities Investor Protection Corporation (“SIPC”), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). For additional information and an explanatory brochure, please see www.sipc.org. Cache Securities provides security trading to self-directed customers. Cache Securities is a wholly-owned subsidiary of Cache. Additional information about Cache Securities can be found on FINRA’s BrokerCheck. Clearing, execution and settlement of securities transactions is provided by Apex Clearing Corporation (“Apex”). For additional information on Cache Securities, please visit BrokerCheck at https://brokercheck.finra.org/
This website contains endorsements from third-parties who are not current clients of Cache Advisors or investors in a private fund managed by Cache Advisors and represent their opinion at the time such statements were given. No compensation was paid in connection with such endorsements. Certain endorsements are by individuals who are investors in Cache, indicated as 'Cache Investor'. Such individuals have an indirect financial incentive to endorse Cache Advisors LLC to increase the value of their investment.
Please visit Investment Adviser Platform Disclaimer for important disclosure regarding Cache Advisors, LLC’s services through the website, as well as our legal disclosure library for additional terms and conditions and other important disclosures.
© 2023 Cache Financials, Inc. All rights reserved.