Fee Schedule
Brokerage Commissions & Fees
Cache Securities does not charge any fees directly to investors. However, if you invest in a private fund, you may pay fees charged by the private fund. Fees charged by private funds are described in each fund’s offering documents. The private fund may pay Cache Securities an administrative fee for its services as a placement agent.
Outgoing Wire Transfers (Domestic Bank)
$25.00 per wire
Incoming Wire Transfers (Domestic Bank)
$8.00 per wire
Returned Check, ACH, Wire & Recall/Stop Payments
$30.00 per item
ACH Notice of Correction
$5.00 per notice
Third Party Journals (TPJ)
$0.05 per journal
Prepayment
$20.00 if amount is less than $10,000. If amount is over $10,000, 0.2% of unsettled amount.
Third Party Distribution Notification
$2.00 per notification
Outgoing ACATS transfer
$75.00 per account
DTC Delivery (of Paper Stock Certificates)
$25.00 per security
Electronic Statements & Confirmations
$0.00
Paper Statements
$5.00 per statement
Paper Confirmations
$2.00 per confirm
Overnight Mail - Domestic
$50.00 per request
Overnight Mail - International (including Canada)
$100.00 per request
Cache Securities LLC (“Cache Securities”) is an SEC registered broker-dealer and member FINRA/SIPC. Apex Clearing Corporation (“Apex”) is an SEC registered broker-dealer and member FINRA/SIPC and provides certain brokerage services to customers as a clearing broker. Third Party processing and/or service fees may be passed through to the customer’s account. There may be certain products or services requiring additional fees or transaction minimums not specifically listed above. Before placing a trade or requesting any service, a customer is responsible for asking Cache Securities LLC if any additional fees apply. Commissions rates and fees subject to change.