Fee Schedule
Brokerage Commissions & Fees
Cache Securities does not charge any fees directly to investors. However, if you invest in a private fund, you may pay fees charged by the private fund. Fees charged by private funds are described in each fund’s offering documents. The private fund may pay Cache Securities an administrative fee for its services as a placement agent.
Outgoing Wire Transfers (Domestic Bank)
$25.00 per wire
Incoming Wire Transfers (Domestic Bank)
$8.00 per wire
Returned Check, ACH, Wire & Recall/Stop Payments
$30.00 per item
ACH Notice of Correction
$5.00 per notice
Third Party Journals (TPJ)
$0.05 per journal
Prepayment
$20.00 if the amount is less than $10,000. If the amount is over $10,000, 0.2% of the unsettled amount.
Third Party Distribution Notification
$2.00 per notification
Outgoing ACATS transfer
$75.00 per account
DTC Delivery (of Paper Stock Certificates)
$25.00 per security
Electronic Statements & Confirmations
$0.00
Paper Statements
$5.00 per statement
Paper Confirmations
$2.00 per confirm
Overnight Mail - Domestic
$50.00 per request
Overnight Mail - International (including Canada)
$100.00 per request
Additional Regulatory Charges
FINRA Transaction Activity Fee (sells only): $0.000166 per share (up to $8.30 max)
SEC Section 31 Fee (sells only): $0.00002780 multiplied by the principal amount of a sell transaction for eligible securities.
These fees may be updated from time to time and will be disclosed on your order confirmation.
Cache Securities may also receive payment for other programs such as Fully Paid Securities Lending, Payment for Order Flow, FDIC Sweep Program, or other programs from time to time where compensation will be disclosed to you per the conditions of the program.
Last Updated January 2025 subject to change without notice.