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Legal documents

Cache Financials, Inc. (“Cache”) operates this website. Cache Securities LLC (“Cache Securities”) is a broker-dealer registered with the U.S. Securities and Exchange Commission (“SEC”) and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”). SIPC protects securities customers of its members up to $500,000, including $250,000 for claims for cash. Additional information, including an explanatory brochure, is available at www.sipc.org. Information about Cache Securities is also available through FINRA BrokerCheck at https://brokercheck.finra.org. Information about Cache Advisors is available at: https://adviserinfo.sec.gov/

Cache Securities provides brokerage services to self-directed customers, including securities lending and securities trading (sell transactions). Cache Securities does not provide investment advice, analysis, or recommendations. Clearing, execution, and settlement of securities transactions are provided by Apex Clearing Corporation, a member of FINRA and SIPC.

Cache Advisors LLC (“Cache Advisors”) is an investment adviser registered with the SEC. Registration with the SEC does not imply a certain level of skill or training. Cache Advisors is a wholly owned subsidiary of Cache Financials, Inc. Cache Advisors provides discretionary investment advisory services to certain pooled investment vehicles and managed programs, including the Cache Exchange Funds and the Cache Long Short Program, as described in its Form ADV. Advisory services are available only to U.S. residents in jurisdictions where Cache Advisors is registered.

The Cache Long Short Program is managed by Cache Advisors LLC. Assets in the program are sub-advised by Brooklyn Investment Group (“Brooklyn” or “BKLN”), an SEC-registered investment adviser that is not affiliated with Cache or its affiliates. Assets associated with the Cache Long Short Program are custodied at Charles Schwab & Co., Inc., a member of SIPC. Neither Brooklyn Investment Group nor Charles Schwab & Co., Inc. is affiliated with Cache.

Long/short investment strategies involve additional risks beyond traditional long-only strategies, including risks associated with leverage, borrowing, short selling, increased portfolio turnover, and heightened volatility. These strategies may result in losses that exceed those of more traditional investment approaches.

Any references to objectives, targets, transition plans, or tracking error estimates are based on historical assumptions and estimates and are not guarantees of future results. Actual results may differ materially. Investing involves risk, including the possible loss of principal. Past performance is not indicative of future results.

Certain investments and strategies described on this website may be available only to investors who meet specific eligibility requirements, including accredited investor or qualified purchaser standards under applicable securities laws.

The content on this website is provided for informational and educational purposes only and does not constitute investment advice, tax advice, legal advice, or a recommendation or solicitation to buy or sell any security or investment product. The information presented does not constitute a complete description of Cache Advisors’ advisory services. Any references to investment strategies, programs, or products are general in nature. Individual circumstances vary.

Examples, illustrations, account holdings, and other information presented are for illustrative purposes only and are not indicative of actual investments or outcomes.

This website includes testimonials and endorsements from individuals identified as Clients or Advisors. Testimonials are provided by current investors in a Cache Exchange Fund (“Clients”). Endorsements are provided by financial advisors (“Advisors”) who have a business relationship with Cache and may utilize Cache products on behalf of their own clients. Unless otherwise indicated, Advisors are not investors in a Cache Exchange Fund. Certain individuals identified as “Cache Investor” are investors in Cache Financials, Inc., the parent company of Cache Advisors LLC and Cache Securities LLC. As equity holders, these individuals have a financial interest in the success of Cache and therefore have a material conflict of interest. No cash compensation was paid in exchange for providing these testimonials or endorsements. However, Clients have an investment in a Cache product, Advisors have a business relationship with Cache, and certain individuals have an ownership interest in Cache Financials, Inc., each of which creates a potential conflict of interest. Testimonials and endorsements reflect the views and experiences of the individuals at the time given and may not be representative of the experiences of other clients or advisors. Testimonials and endorsements are not a guarantee of future performance or success.

For additional important disclosures, please visit our Legal Disclosure Library. By accessing this website, you agree to be bound by Cache’s Terms of Use and Privacy Policy.

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Cache Financials, Inc. – 95 Third Street, Floor 2, San Francisco, CA 94103
Cache Securities LLC – 921 Front Street, 2nd Floor, San Francisco, CA 94111