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How does Cache ensure transparency and compliance with financial regulations?
How does Cache ensure transparency and compliance with financial regulations?
Updated over a week ago

Cache ensures transparency and compliance with financial regulations through several key measures:

  • Regulatory Compliance: Cache Advisors LLC operates as an SEC-registered investment advisor. Cache Securities LLC is a member FINRA and an SEC registered broker-dealer, through its sub-entities. These regulations ensure that Cache maintains high standards of transparency and accountability.

  • Regular Reporting: Cache provides investors with monthly reports on fund performance, asset allocation, and other critical financial data. The Investments Team provides a detailed report on a quarterly basis on the fund’s performance. Each fund goes through an annual audit by an independent fund auditor. These reports help investors stay informed about their investments and the fund’s management.

  • Proven Asset Custody: The funds’ assets are held at reputable third-party custodians like the Bank of New York Mellon. By outsourcing this key responsibility to an industry-leading custodian, Cache can focus on its key value proposition.

  • Compliance Programs: Cache has robust compliance programs in place that are designed to ensure adherence to all applicable laws and regulations. These programs are regularly reviewed and updated to adapt to new regulatory requirements and best practices in the industry.

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